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 cognitive appraisal


Feasibility of Structuring Stress Documentation Using an Ontology-Guided Large Language Model

arXiv.org Artificial Intelligence

Stress, arising from the dynamic interaction between external stressors, individual appraisals, and physiological or psychological responses, significantly impacts health yet is often underreported and inconsistently documented, typically captured as unstructured free-text in electronic health records. Ambient AI technologies offer promise in reducing documentation burden, but predominantly generate unstructured narratives, limiting downstream clinical utility. This study aimed to develop an ontology for mental stress and evaluate the feasibility of using a Large Language Model (LLM) to extract ontology-guided stress-related information from narrative text. The Mental Stress Ontology (MeSO) was developed by integrating theoretical models like the Transactional Model of Stress with concepts from 11 validated stress assessment tools. MeSO's structure and content were refined using Ontology Pitfall Scanner! and expert validation. Using MeSO, six categories of stress-related information--stressor, stress response, coping strategy, duration, onset, and temporal profile--were extracted from 35 Reddit posts using Claude Sonnet 4. Human reviewers evaluated accuracy and ontology coverage. The final ontology included 181 concepts across eight top-level classes. Of 220 extractable stress-related items, the LLM correctly identified 172 (78.2%), misclassified 27 (12.3%), and missed 21 (9.5%). All correctly extracted items were accurately mapped to MeSO, although 24 relevant concepts were not yet represented in the ontology. This study demonstrates the feasibility of using an ontology-guided LLM for structured extraction of stress-related information, offering potential to enhance the consistency and utility of stress documentation in ambient AI systems. Future work should involve clinical dialogue data and comparison across LLMs.


Modeling Subjectivity in Cognitive Appraisal with Language Models

arXiv.org Artificial Intelligence

As the utilization of language models in interdisciplinary, human-centered studies grow, the expectation of model capabilities continues to evolve. Beyond excelling at conventional tasks, models are recently expected to perform well on user-centric measurements involving confidence and human (dis)agreement -- factors that reflect subjective preferences. While modeling of subjectivity plays an essential role in cognitive science and has been extensively studied, it remains under-explored within the NLP community. In light of this gap, we explore how language models can harness subjectivity by conducting comprehensive experiments and analysis across various scenarios using both fine-tuned models and prompt-based large language models (LLMs). Our quantitative and qualitative experimental results indicate that existing post-hoc calibration approaches often fail to produce satisfactory results. However, our findings reveal that personality traits and demographical information are critical for measuring subjectivity. Furthermore, our in-depth analysis offers valuable insights for future research and development in the interdisciplinary studies of NLP and cognitive science.


Evaluating Subjective Cognitive Appraisals of Emotions from Large Language Models

arXiv.org Artificial Intelligence

The emotions we experience involve complex processes; besides physiological aspects, research in psychology has studied cognitive appraisals where people assess their situations subjectively, according to their own values (Scherer, 2005). Thus, the same situation can often result in different emotional experiences. While the detection of emotion is a well-established task, there is very limited work so far on the automatic prediction of cognitive appraisals. This work fills the gap by presenting CovidET-Appraisals, the most comprehensive dataset to-date that assesses 24 appraisal dimensions, each with a natural language rationale, across 241 Reddit posts. CovidET-Appraisals presents an ideal testbed to evaluate the ability of large language models -- excelling at a wide range of NLP tasks -- to automatically assess and explain cognitive appraisals. We found that while the best models are performant, open-sourced LLMs fall short at this task, presenting a new challenge in the future development of emotionally intelligent models. We release our dataset at https://github.com/honglizhan/CovidET-Appraisals-Public.


Emotion Recognition based on Psychological Components in Guided Narratives for Emotion Regulation

arXiv.org Artificial Intelligence

Emotion regulation is a crucial element in dealing with emotional events and has positive effects on mental health. This paper aims to provide a more comprehensive understanding of emotional events by introducing a new French corpus of emotional narratives collected using a questionnaire for emotion regulation. We follow the theoretical framework of the Component Process Model which considers emotions as dynamic processes composed of four interrelated components (behavior, feeling, thinking and territory). Each narrative is related to a discrete emotion and is structured based on all emotion components by the writers. We study the interaction of components and their impact on emotion classification with machine learning methods and pre-trained language models. Our results show that each component improves prediction performance, and that the best results are achieved by jointly considering all components. Our results also show the effectiveness of pre-trained language models in predicting discrete emotion from certain components, which reveal differences in how emotion components are expressed.


Emotion Recognition under Consideration of the Emotion Component Process Model

arXiv.org Artificial Intelligence

Emotion classification in text is typically performed with neural network models which learn to associate linguistic units with emotions. While this often leads to good predictive performance, it does only help to a limited degree to understand how emotions are communicated in various domains. The emotion component process model (CPM) by Scherer (2005) is an interesting approach to explain emotion communication. It states that emotions are a coordinated process of various subcomponents, in reaction to an event, namely the subjective feeling, the cognitive appraisal, the expression, a physiological bodily reaction, and a motivational action tendency. We hypothesize that these components are associated with linguistic realizations: an emotion can be expressed by describing a physiological bodily reaction ("he was trembling"), or the expression ("she smiled"), etc. We annotate existing literature and Twitter emotion corpora with emotion component classes and find that emotions on Twitter are predominantly expressed by event descriptions or subjective reports of the feeling, while in literature, authors prefer to describe what characters do, and leave the interpretation to the reader. We further include the CPM in a multitask learning model and find that this supports the emotion categorization. The annotated corpora are available at https://www.ims.uni-stuttgart.de/data/emotion.


Fuzzy Knowledge-Based Architecture for Learning and Interaction in Social Robots

arXiv.org Artificial Intelligence

In this paper, we introduce an extension of our presented cognitive-based emotion model [27][28]and [30], where we enhance our knowledge-based emotion unit of the architecture by embedding a fuzzy rule-based system to it. The model utilizes the cognitive parameters dependency and their corresponding weights to regulate the robot's behavior and fuse their behavior data to achieve the final decision in their interaction with the environment. Using this fuzzy system, our previous model can simulate linguistic parameters for better controlling and generating understandable and flexible behaviors in the robots. We implement our model on an assistive healthcare robot, named Robot Nurse Assistant (RNA) and test it with human subjects. Our model records all the emotion states and essential information based on its predefined rules and learning system. Our results show that our robot interacts with patients in a reasonable, faithful way in special conditions which are defined by rules. This work has the potential to provide better on-demand service for clinical experts to monitor the patients' emotion states and help them make better decisions accordingly.


Contextually-Based Utility: An Appraisal-Based Approach at Modeling Framing and Decisions

AAAI Conferences

Creating accurate computational models of human decision making is a vital step towards the realization of socially intelligent systems capable of both predicting and simulating human behavior. In modeling human decision making, a key factor is the psychological phenomenon known as "framing", in which the preferences of a decision maker change in response to contextual changes in decision problems. Existing approaches treat framing as a one-dimensional contextual influence based on the perception of outcomes as either gains or losses. However, empirical studies have shown that framing effects are much more multifaceted than one-dimensional views of framing suggest. To address this limitation, we propose an integrative approach to modeling framing which combines the psychological principles of cognitive appraisal theories and decision-theoretic notions of utility and probability. We show that this approach allows for both the identification and computation of the salient contextual factors in a decision as well as modeling how they ultimately affect the decision process. Furthermore, we show that our multi-dimensional, appraisal-based approach can account for framing effects identified in the empirical literature which cannot be addressed by one-dimensional theories, thereby promising more accurate models of human behavior.